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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP1 year Filed as: CETERA INVESTMENT ADVISERS LLC Service code 27 200 N PACIFIC COAST HWY · EL SEGUNDO, CA 90245 | Advisory (Plan) | $28,695 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,077 |
Filed as: EMPOWER ADVISORY GROUP,LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $16,875 |
PRACTICAL AUDIT SOLUTIONS6 years Service code 99 PO BOX 3036 · LAWTON, OK 73502 | Other Fees | $10,500 |
Filed as: THE RETIREMENT PLAN COMPANY,LLC Service code 13 PO BOX 306462 · NASHVILLE, TN 372306462 | Contract Administrator | $4,740 |
PASI, LLC6 years Service code 13 10 TALCOTT NOTCH RD · FARMINGTON, CT 06032 | Contract Administrator | $4,650 |
13 funds of $250K or more; 19 lines in all, holding $9.9M of the plan's $10.0M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Putnam Retirement Advantage, mutual fund, 37% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Putnam Retirement Advantage Franklin Templeton · Mutual fund Target-date, 7 vintages | $3.6M | 36.8% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $1.6M | 16.4% |
| BNY Mellon Dreyfus Government Cash Mgnt Instl BNY · Money market | $657K | 6.6% |
| Nuveen International Equity Index TIAA (Nuveen) · Mutual fund IndexPossible retail class A | $637K | 6.4% |
| Pgim Total Return Bond Fund Class R6 Prudential (PGIM) · Mutual fund Possible retail class A | $630K | 6.4% |
| Putnam Investments Pgim QMA International Equity R6 Franklin Templeton · Mutual fund Possible retail class A | $427K | 4.3% |
| MidCap S&P 400 Index Fund Institutional Class Principal · Mutual fund IndexPossible retail class A | $328K | 3.3% |
| Alliance Berstiene AB Large Cap Growth Z Manager not matched · Other | $319K | 3.2% |
| Nuveen Small Cap Blend Index Fund Class I TIAA (Nuveen) · Mutual fund IndexPossible retail class A | $314K | 3.2% |
| Putnam Global Income Trust R6 Franklin Templeton · Collective trust | $313K | 3.2% |
Added 2 funds.
| Fund | Year-end value |
|---|---|
| AddedBNY Mellon Dreyfus Government Cash Mgnt Instl | $657K |
| AddedPutnam Investments Pgim QMA International Equity R6 | $427K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.