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| Provider | Service type | Compensation |
|---|---|---|
Filed as: VIVALDI CAPITAL MANAGEMENT Service code 27 225 WEST WACKER · CHICAGO, IL 60606 | Advisory (Plan) | $25,074 |
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $13,051 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,500 | $71,878+0.9% | $86,698-16.4% | $68,486+5.9% |
| Participation rate | 62.8% | 72.2%-9.4pp | 76.6%-13.8pp | 67.9%-5.1pp |
| Annual return | -16.29% | 3.53%-19.8pp | 35.95%-52.2pp | -7.85%-8.4pp |
| Employer contribution / active EE | $1,427 | $2,173-34.3% | $2,837-49.7% | $2,597-45.0% |
| Participant deferral / active EE | $4,299 | $3,779+13.8% | $4,656-7.7% | $4,028+6.7% |
| Admin fee / account holder | $471 | $6,113-92.3% | $7,493-93.7% | $5,404-91.3% |