Filed February 3, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS FARGO Service code 15 · EIN 94-1347393 | Recordkeeping | $754,583 |
NEWPORT GROUP, INC.1 year Service code 16 · EIN 59-3099288 | Consulting | $85,872 |
KPMG LLP2+ years Filed as: KPMG, LLC Service code 10 · EIN 13-5565207 | Accounting | $60,000 |
J.M. FIELD MARKETING2+ years Service code 38 · EIN 65-0427971 | Participant Communication | $23,551 |
GROOM LAW GROUP2+ years Filed as: GROOM LAW GROUP, CHARTERED Service code 29 · EIN 52-1219029 | Legal | $17,094 |
STANDARD REGISTER1 year Filed as: THE STANDARD REGISTER COMPANY Service code 38 · EIN 31-0455440 | Participant Communication | $6,827 |
BPS&M2+ years Service code 15 · EIN 62-0853448 | Recordkeeping | $6,500 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,657 | $38,963+14.6% | $71,793-37.8% | $329,111-86.4% |
| Participation rate | 39.0% | 53.8%-14.8pp | 69.1%-30.1pp | 67.9%-28.9pp |
| Annual return | 9.50% | 9.85%-0.4pp | 78.04%-68.5pp | 16.35%-6.9pp |
| Employer contribution / active EE | $257 | $758-66.1% | $1,924-86.7% | $2,303-88.9% |
| Participant deferral / active EE | $1,677 | $1,286+30.4% | $2,794-40.0% | $3,682-54.5% |
| Admin fee / account holder | $70 | $50+38.0% | $4,815-98.6% | $754-90.8% |