Filed January 15, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA4+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $114,481 |
PRIVATE ADVISOR GROUP LLC2 years Filed as: TL PRIVATE WEALTH Service code 26 165 S KIMBALL AVE. SUITE 120 · SOUTHLAKE, TX 76092 | Advisory (Participants) | $30,658 |
THE LEGACY FINANCIAL GROUP3 years Service code 26 2508 E 21ST ST · TULSA, OK 74114 | Advisory (Participants) | $7,226 |
THE BANK OF NEW YORK MELLON4+ years Filed as: BNY MELLON Service code 71 ONE WALL STREET · NEW YORK, NY 10286 | Brokerage Fees | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BOKF, NA | PLAN SPONSOR REVENUE SHARING WAS RETAINED FOR SOME SELF DIRECTED ACCOUNTS CAUSING A CONFLICT OF INTEREST. | — | — |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,333 | $104,281-5.7% | $140,019-29.8% | $68,904+42.7% |
| Participation rate | 99.5% | 89.1%+10.4pp | 87.5%+12.0pp | 74.1%+25.4pp |
| Annual return | -0.39% | -1.33%+0.9pp | 651.19%-651.6pp | 1.07%-1.5pp |
| Employer contribution / active EE | $4,565 | $4,070+12.2% | $5,605-18.6% | $2,540+79.7% |
| Participant deferral / active EE | $6,025 | $6,129-1.7% | $6,927-13.0% | $4,015+50.1% |
| Admin fee / account holder | $15 | $79-80.6% | $10,705-99.9% | $71-78.5% |