Retirement plan

BOK FINANCIAL 401(K) PLAN

Name: BOKF, NA - BOK FINANCIAL 401(K) PLAN (2018) Form 5500
Creator: BOKF, NA
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BOK FINANCIAL 401(K) PLAN, BOKF, NA

BOKF, NAEIN 73-0780382Plan #002PY 2018

P.O BOX 2300 - TULSA, OK 74192918-588-6000LinkedIn5001-10000 employeesbanking

Other plans on this EIN

1 filing

#003Retirement-$33.6M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed January 15, 2014 (most recent of 5 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$633.7M

+0.5% from 2017

Total participants

6,468

+9.7% from 2017

Average account balance

$98,333

-8.7% from 2017

Annual return

-0.39%

-19.24 pp from 2017

Benchmarks

See 91 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants5,000-9,999

Cohort91 peers

Snapshot2018

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$1.33B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$204K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

6,522

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$82.70M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$17K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$29

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
BOKF, NA4+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172	Securities Custodian	$114,481
PRIVATE ADVISOR GROUP LLC2 years Filed as: TL PRIVATE WEALTH Service code 26 165 S KIMBALL AVE. SUITE 120 · SOUTHLAKE, TX 76092	Advisory (Participants)	$30,658
THE LEGACY FINANCIAL GROUP3+ years Service code 26 2508 E 21ST ST · TULSA, OK 74114	Advisory (Participants)	$7,226
THE BANK OF NEW YORK MELLON4+ years Filed as: BNY MELLON Service code 71 ONE WALL STREET · NEW YORK, NY 10286	Brokerage Fees	$0

Reportable transactions (Schedule G)

1 row

Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.

See 1 reportable transaction. $4.99 for your first month.

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Plan features & details

Pension benefit codes2E2F2G2J2K2R2S2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$99K

$19 / participant

Investment mgmt$38K38.4%
Other / not subdivided$61K61.6%

% of EOY assets

0.016%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: HOGANTAYLOR LLP
Auditor EIN: 731413977
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$98,333

$104,281-5.7%

$140,016-29.8%

$68,904+42.7%

Participation rate

99.5%

89.1%+10.4pp

87.5%+12.0pp

74.1%+25.4pp

Annual return

-0.39%

-1.33%+0.9pp

651.12%-651.5pp

1.07%-1.5pp

Employer contribution / active EE

$4,565

$4,070+12.2%

$5,606-18.6%

$2,540+79.7%

Participant deferral / active EE

$6,025

$6,129-1.7%

$6,927-13.0%

$4,015+50.1%

Admin fee / account holder

$15

$79-80.6%

$10,705-99.9%

$71-78.5%

Provider

Service type

Compensation

BOKF, NA4+ years

Service code 19

ONE WILLIAMS CENTER TOWER · TULSA, OK 74172

Securities Custodian

$114,481

PRIVATE ADVISOR GROUP LLC2 years

Filed as: TL PRIVATE WEALTH

Service code 26

165 S KIMBALL AVE. SUITE 120 · SOUTHLAKE, TX 76092

Advisory (Participants)

$30,658

THE LEGACY FINANCIAL GROUP3+ years

Service code 26

2508 E 21ST ST · TULSA, OK 74114

Advisory (Participants)

$7,226

THE BANK OF NEW YORK MELLON4+ years

Filed as: BNY MELLON

Service code 71

ONE WALL STREET · NEW YORK, NY 10286

Brokerage Fees

BOK FINANCIAL 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BOK FINANCIAL 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Reportable transactions (Schedule G)

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion