Filed January 15, 2014 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA3+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $119,395 |
Filed as: TL PRIVATE WEALTH Service code 26 165 S KIMBALL AVE. SUITE 120 · SOUTHLAKE, TX 76092 | Advisory (Participants) | $16,703 |
THE LEGACY FINANCIAL GROUP2 years Service code 26 2508 E 21ST ST · TULSA, OK 74114 | Advisory (Participants) | $6,397 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BNY MELLON Service code 71 ONE WALL STREET · NEW YORK, NY 10286 | Brokerage Fees | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BOKF, NA | PLAN SPONSOR REVENUE SHARING WAS RETAINED FOR SOME SELF DIRECTED ACCOUNTS CAUSING A CONFLICT OF INTEREST. | — | — |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,712 | $89,274+20.7% | $149,721-28.1% | $77,958+38.2% |
| Participation rate | 99.1% | 87.6%+11.5pp | 87.1%+12.0pp | 71.6%+27.5pp |
| Annual return | 18.85% | 20.36%-1.5pp | 1501.67%-1482.8pp | 20.87%-2.0pp |
| Employer contribution / active EE | $4,549 | $3,727+22.1% | $5,444-16.4% | $2,310+96.9% |
| Participant deferral / active EE | $6,089 | $5,382+13.1% | $6,568-7.3% | $3,537+72.2% |
| Admin fee / account holder | $14 | $240-94.2% | $11,282-99.9% | $97-85.7% |