Filed December 10, 2015
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA ADVISORS, LLC Service code 99 · EIN 84-0858799 | Other Fees | $32,883 |
FAULK AND WINKLER1 year Filed as: FAULK AND WINKLER, LLC Service code 99 · EIN 44-4000444 | Other Fees | $8,000 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708 | Advisory (Participants) | $4,007 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,057 | $89,652-19.6% | $141,191-49.0% | $65,185+10.5% |
| Participation rate | 98.7% | 74.7%+24.0pp | 82.5%+16.2pp | 70.2%+28.5pp |
| Annual return | 21.71% | 32.79%-11.1pp | 71.41%-49.7pp | 29.38%-7.7pp |
| Employer contribution / active EE | $4,000 | $3,065+30.5% | $4,736-15.5% | $2,177+83.7% |
| Participant deferral / active EE | $8,308 | $5,691+46.0% | $6,710+23.8% | $3,514+136.4% |
| Admin fee / account holder | $110 | $569-80.7% | $10,264-98.9% | $847-87.0% |