Filed May 7, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS2+ years Filed as: CAPITAL ONE N A Service code 27 · EIN 72-6122740 | Advisory (Plan) | $23,835 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,662 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,222 | $22,291+62.5% | $69,182-47.6% | $63,975-43.4% |
| Participation rate | 13.6% | 35.3%-21.7pp | 55.1%-41.5pp | 71.1%-57.5pp |
| Annual return | 9.31% | 9.30%0pp | -21.93%+31.2pp | 48.65%-39.3pp |
| Employer contribution / active EE | $64 | $325-80.3% | $1,206-94.7% | $2,182-97.1% |
| Participant deferral / active EE | $355 | $808-56.1% | $1,897-81.3% | $3,356-89.4% |
| Admin fee / account holder | $138 | $73+89.7% | $2,697-94.9% | $70+96.6% |