Filed May 7, 2020 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS1+ years Filed as: CAPITAL ONE N A Service code 27 · EIN 72-6122740 | Advisory (Plan) | $23,784 |
Service code 37 · EIN 04-2647786 | Loan Processing | $14,627 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,706 | $21,965+67.1% | $59,496-38.3% | $59,188-38.0% |
| Participation rate | 18.5% | 32.6%-14.0pp | 54.6%-36.0pp | 69.4%-50.9pp |
| Annual return | -0.02% | 22.15%-22.2pp | 182.05%-182.1pp | 5.51%-5.5pp |
| Employer contribution / active EE | $82 | $316-74.0% | $1,153-92.9% | $2,098-96.1% |
| Participant deferral / active EE | $478 | $732-34.6% | $1,829-73.9% | $3,265-85.3% |
| Admin fee / account holder | $143 | $74+92.0% | $2,232-93.6% | $92+54.8% |