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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER Service code 18 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Custodial (other than securities); Su... | $25,363 |
CARR, RIGGS & INGRAM, LLC1+ years Filed as: CRI CARR, RIGGS & INGRAM Service code 10 · EIN 72-1396621 650 OLIVE ST. · SHREVEPORT, LA 71104 | Accounting | $19,750 |
Service code 15 · EIN 13-3689044 1150 S. OLIVE ST. · LOS ANGELES, CA 90015 | Recordkeeping | $13,160 |
Service code 22 | Insurance Broker | $13,081 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 28 · EIN 26-4310632 333 TEXAS ST. · SHREVEPORT, LA 71101 | Investment Management | $10,984 |
Service code 15 · EIN 72-0684309 2020 E. 70TH STREET · SHREVEPORT, LA 71105 | Recordkeeping | $8,325 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 1050 CROWN POINTE PKWY · ATLANTA, GA 30330 | Advisory (Plan) | $1,746 |
Filed as: LEON E. WERNTZ AND ASSOCIATES, INC. Service code 15 | Recordkeeping | $1,530 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 22 · EIN 52-2114207 611 EAST WISCONSIN AVENUE · MILWAUKEE, WI 53202 | Insurance Broker | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,086 | $46,360+77.1% | $147,617-44.4% | $52,331+56.9% |
| Participation rate | 85.6% | 64.9%+20.7pp | 84.6%+1.0pp | 68.1%+17.5pp |
| Annual return | -1.93% | 1.62%-3.6pp | 61.98%-63.9pp | 4.54%-6.5pp |
| Employer contribution / active EE | $0 | $2,126-100.0% | $5,564-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $1,806 | $2,258-20.0% | $4,895-63.1% | $3,022-40.3% |
| Admin fee / account holder | $602 | $766-21.4% | $11,612-94.8% | $592+1.7% |