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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $108,655 |
MMA SECURITIES LLC4+ years Filed as: MMC SECURITIES CORPORATION Service code 28 · EIN 06-1685865 | Investment Management | $45,000 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $224,830 | $65,223+244.7% | $80,022+181.0% | $55,727+303.4% |
| Participation rate | 97.0% | 80.6%+16.4pp | 75.8%+21.1pp | 70.9%+26.1pp |
| Annual return | -4.05% | 7.59%-11.6pp | 11.22%-15.3pp | 244.94%-249.0pp |
| Employer contribution / active EE | $6,645 | $2,544+161.2% | $2,468+169.2% | $2,078+219.7% |
| Participant deferral / active EE | $11,418 | $3,881+194.2% | $3,686+209.8% | $3,356+240.2% |
| Admin fee / account holder | $290 | $114+153.9% | $6,521-95.6% | $115+151.7% |