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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA ADVISORS LLC Service code 27 · EIN 84-0858799 200 NORTH SEPULVEDA BOULEVARD · EL SEGUNDO, CA 90245 | Advisory (Plan) | $13,332 |
Service code 15 · EIN 16-1503696 6 RHOADS DRIVE · UTICA, NY 13502 | Recordkeeping | $2,600 |
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,672 | $67,602-53.1% | $82,312-61.5% | $70,126-54.8% |
| Participation rate | 83.5% | 72.8%+10.7pp | 76.9%+6.6pp | 69.5%+14.0pp |
| Annual return | 17.92% | 21.57%-3.6pp | 25.88%-8.0pp | 73.15%-55.2pp |
| Employer contribution / active EE | $463 | $1,755-73.6% | $2,428-81.0% | $2,343-80.3% |
| Participant deferral / active EE | $3,071 | $2,987+2.8% | $3,706-17.1% | $3,332-7.8% |
| Admin fee / account holder | $159 | $4,512-96.5% | $5,608-97.2% | $4,645-96.6% |