Filed December 27, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $23,988 |
RAYMOND JAMES FINANCIAL SERVICES6+ years Filed as: RAYMOND JAMES & ASSOCIATES INC Service code 49 · EIN 59-1237041 | Other Services | $15,498 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,721 | $56,485-58.0% | $185,823-87.2% | $86,799-72.7% |
| Participation rate | 39.0% | 65.5%-26.5pp | 81.7%-42.7pp | 72.3%-33.3pp |
| Annual return | 11.39% | 118.04%-106.6pp | 122.05%-110.7pp | 97.91%-86.5pp |
| Employer contribution / active EE | $312 | $1,843-83.1% | $5,167-94.0% | $2,405-87.0% |
| Participant deferral / active EE | $1,271 | $2,553-50.2% | $5,568-77.2% | $4,131-69.2% |
| Admin fee / account holder | $171 | $150+14.6% | $16,237-98.9% | $170+1.1% |