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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $42,489 |
FAYEZ SAROFIM & CO1+ years Filed as: SAROFIM FAYEZ & CO Service code 26 · EIN 74-1312679 | Advisory (Participants) | $16,510 |
WBI INVESTMENTS INC1+ years Service code 26 · EIN 22-2566011 | Advisory (Participants) | $14,538 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $11,249 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $6,244 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $6 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,480 | $75,832+90.5% | $147,617-2.1% | $59,633+142.3% |
| Participation rate | 97.9% | 71.6%+26.4pp | 84.6%+13.3pp | 68.7%+29.2pp |
| Annual return | -1.94% | 0.37%-2.3pp | 61.98%-63.9pp | 2041.45%-2043.4pp |
| Employer contribution / active EE | $5,916 | $3,485+69.8% | $5,564+6.3% | $2,203+168.6% |
| Participant deferral / active EE | $5,221 | $3,131+66.8% | $4,895+6.7% | $3,192+63.6% |
| Admin fee / account holder | $725 | $5,986-87.9% | $11,612-93.8% | $4,297-83.1% |