Filed April 13, 2020 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 16 · EIN 20-8874282 | Consulting | $42,265 |
Service code 13 · EIN 35-0472300 | Contract Administrator | $9,851 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,826 | $55,790+21.6% | $76,667-11.5% | $67,582+0.4% |
| Participation rate | 96.8% | 71.1%+25.7pp | 72.1%+24.7pp | 71.3%+25.5pp |
| Annual return | 23.61% | 64.45%-40.8pp | 1166.74%-1143.1pp | 378.57%-355.0pp |
| Employer contribution / active EE | $2,728 | $1,810+50.7% | $2,303+18.5% | $2,148+27.0% |
| Participant deferral / active EE | $4,666 | $2,875+62.3% | $3,336+39.9% | $3,539+31.8% |
| Admin fee / account holder | $50 | $159-68.6% | $6,423-99.2% | $142-64.9% |