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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 01-0233346 | Recordkeeping | $24,427 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $241,438 | $60,396+299.8% | $111,392+116.7% | $56,287+328.9% |
| Participation rate | 68.4% | 72.4%-4.1pp | 78.9%-10.5pp | 69.9%-1.5pp |
| Annual return | 1022.07% | 20.26%+1001.8pp | -2.06%+1024.1pp | -9.96%+1032.0pp |
| Employer contribution / active EE | $1,548 | $3,459-55.2% | $4,328-64.2% | $2,111-26.7% |
| Participant deferral / active EE | $3,961 | $4,421-10.4% | $5,567-28.8% | $3,350+18.3% |
| Admin fee / account holder | $173 | $610-71.6% | $12,266-98.6% | $521-66.7% |