Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3 years Filed as: CETERA INVESTMENT SERVICES LLC Service code 55 · EIN 41-1483314 | Other Commissions | $19,408 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $8,075 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,706 | $41,467-76.6% | $67,313-85.6% | $55,725-82.6% |
| Participation rate | 74.7% | 62.5%+12.1pp | 69.1%+5.6pp | 70.9%+3.8pp |
| Annual return | -5.57% | 0.82%-6.4pp | -4.08%-1.5pp | 244.93%-250.5pp |
| Employer contribution / active EE | $3,182 | $1,316+141.7% | $2,566+24.0% | $2,078+53.1% |
| Participant deferral / active EE | $421 | $2,399-82.5% | $3,568-88.2% | $3,356-87.5% |
| Admin fee / account holder | $10 | $102-90.0% | $4,507-99.8% | $115-91.1% |