Retirement plan

ARKANSAS UROLOGY P.A. PROFIT SHARING PLAN AND 401(K) PLAN

Name: ARKANSAS UROLOGY ASSOCIATES, P.A. - ARKANSAS UROLOGY P.A. PROFIT SHARING PLAN AND 401(K) PLAN (2017) Form 5500
Creator: ARKANSAS UROLOGY ASSOCIATES, P.A.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ARKANSAS UROLOGY P.A. PROFIT SHARING PLAN AND 401(K) PLAN, ARKANSAS UROLOGY ASSOCIATES, P.A.

ARKANSAS UROLOGY ASSOCIATES, P.A.EIN 71-0782429Plan #001PY 2017

1300 CENTERVIEW DRIVE - LITTLE ROCK, AR 72211501-219-8900LinkedIn51-200 employeeshospital & health care

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$17.8M

+11.3% from 2016

Total participants

183

+20.4% from 2016

Average account balance

$112,612

+0.8% from 2016

Annual return

14.57%

+9.55 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$27.80M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$73K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

379

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

80.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.87M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.58%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$410

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
ADP BROKER-DEALER3+ years Filed as: PENSION CONSULTANTS, INC. Service code 27 · EIN 43-1685158	Advisory (Plan)	$34,505
CORRELL CO.3+ years Service code 15 · EIN 36-3492086	Recordkeeping	$23,533
JACKSON SQUARE PARTNERS2 years Filed as: JACKSON Service code 27 · EIN 38-1659835	Advisory (Plan)	$9,716
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY Service code 27 · EIN 13-2868611	Advisory (Plan)	$5,216
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 27 · EIN 94-1737782	Advisory (Plan)	$4,986
STEPHENS INC3+ years Filed as: STEPHENS, INC. Service code 27 · EIN 71-0641478	Advisory (Plan)	$4,024

Plan features & details

Pension benefit codes2E2F2G2J2R3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$123K

$1102 / participant

Investment mgmt$49K39.5%
Contract admin$20K15.9%
Other / not subdivided$55K44.5%

% of EOY assets

0.694%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RASCO,WINTER & ASSOCIATES
Auditor EIN: 710448488
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$112,612

$55,453+103.1%

$170,435-33.9%

$62,293+80.8%

Participation rate

77.7%

66.4%+11.3pp

83.6%-5.9pp

69.5%+8.2pp

Annual return

14.57%

21.38%-6.8pp

205.94%-191.4pp

28.90%-14.3pp

Employer contribution / active EE

$8,076

$2,164+273.3%

$5,432+48.7%

$2,042+295.4%

Participant deferral / active EE

$1,398

$2,303-39.3%

$4,939-71.7%

$3,169-55.9%

Admin fee / account holder

$781

$455+71.6%

$13,881-94.4%

$479+62.9%

Provider

Service type

Compensation

ADP BROKER-DEALER3+ years

Filed as: PENSION CONSULTANTS, INC.

Service code 27 · EIN 43-1685158

Advisory (Plan)

$34,505

CORRELL CO.3+ years

Service code 15 · EIN 36-3492086

Recordkeeping

$23,533

JACKSON SQUARE PARTNERS2 years

Filed as: JACKSON

Service code 27 · EIN 38-1659835

Advisory (Plan)

$9,716

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: MORGAN STANLEY

Service code 27 · EIN 13-2868611

Advisory (Plan)

$5,216

CHARLES SCHWAB & CO., INC.3+ years

Filed as: CHARLES SCHWAB

Service code 27 · EIN 94-1737782

Advisory (Plan)

$4,986

STEPHENS INC3+ years

Filed as: STEPHENS, INC.

Service code 27 · EIN 71-0641478

Advisory (Plan)

$4,024

ARKANSAS UROLOGY P.A. PROFIT SHARING PLAN AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ARKANSAS UROLOGY P.A. PROFIT SHARING PLAN AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion