Filed July 6, 2017 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES7 years Service code 15 · EIN 43-0345811 | Recordkeeping | $108,660 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $79,178 |
Filed as: MESIROW FINANCIAL INC Service code 15 · EIN 36-3194849 | Recordkeeping | $27,398 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,246 | $73,034-42.2% | $76,891-45.1% | $80,187-47.3% |
| Participation rate | 67.2% | 78.1%-10.9pp | 69.6%-2.4pp | 72.9%-5.8pp |
| Annual return | 21.58% | 18.56%+3.0pp | 37.91%-16.3pp | 40.40%-18.8pp |
| Employer contribution / active EE | $1,569 | $2,779-43.5% | $2,534-38.1% | $2,980-47.3% |
| Participant deferral / active EE | $2,711 | $4,140-34.5% | $3,833-29.3% | $5,016-45.9% |
| Admin fee / account holder | $105 | $104+1.5% | $5,488-98.1% | $145-27.4% |