Filed March 9, 2020
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SWERDLIN & COMPANY2 years Service code 64 · EIN 58-1392124 | Recordkeeping Fees | $78,008 |
BKD, LLP3+ years Service code 10 · EIN 44-0160260 | Accounting | $19,079 |
CLEARBROOK INVESTMENT3+ years Service code 28 · EIN 11-3290218 | Investment Management | $10,000 |
MERCER3+ years Filed as: MERCER CAPITAL Service code 34 · EIN 62-1154641 | Valuation (appraisals, etc.) | $6,480 |
MCDERMOTT WILL & EMERY LLP2 years Filed as: MCDERMOTT WILL & EMERY Service code 29 · EIN 36-1453176 | Legal | $3,490 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $182,532 | $81,537+123.9% | $149,721+21.9% | $69,631+162.1% |
| Participation rate | 80.1% | 86.1%-6.1pp | 87.1%-7.0pp | 70.7%+9.4pp |
| Annual return | 13.38% | 22.79%-9.4pp | 1501.67%-1488.3pp | 27571.02%-27557.6pp |
| Employer contribution / active EE | $2,951 | $3,239-8.9% | $5,444-45.8% | $2,032+45.2% |
| Participant deferral / active EE | $2,823 | $4,994-43.5% | $6,568-57.0% | $3,224-12.4% |
| Admin fee / account holder | $445 | $107+316.5% | $11,282-96.1% | $110+303.1% |