Filed March 9, 2020
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SWERDLIN & COMPANY1 year Service code 64 · EIN 58-1392124 | Recordkeeping Fees | $43,767 |
BKD, LLP2+ years Service code 10 · EIN 44-0160260 | Accounting | $17,703 |
Filed as: MCDERMOTT WILL & EMERY Service code 29 · EIN 36-1453176 | Legal | $16,650 |
CLEARBROOK INVESTMENT2+ years Service code 28 · EIN 11-3290218 | Investment Management | $10,000 |
MERCER2+ years Filed as: MERCER CAPITAL Service code 34 · EIN 62-1154641 | Valuation (appraisals, etc.) | $7,301 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $171,642 | $71,802+139.0% | $133,980+28.1% | $57,658+197.7% |
| Participation rate | 83.1% | 85.5%-2.3pp | 87.1%-3.9pp | 70.2%+12.9pp |
| Annual return | 16.72% | 13.51%+3.2pp | 29.30%-12.6pp | 5.13%+11.6pp |
| Employer contribution / active EE | $3,123 | $3,161-1.2% | $5,211-40.1% | $1,974+58.2% |
| Participant deferral / active EE | $2,971 | $4,606-35.5% | $6,282-52.7% | $3,061-2.9% |
| Admin fee / account holder | $395 | $88+350.9% | $9,324-95.8% | $95+318.1% |