Filed February 24, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $44,017 |
DEAM DISTRIBUTORS, INC.1+ years Filed as: DEAM TRUST COMPANY Service code 99 | Other Fees | $1,750 |
TD AMERITRADE, INC.2+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $79 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
DEAM DISTRIBUTORS, INC.1+ years Service code 63 · EIN 36-3976708 | 12b-1 Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,601 | $70,106-54.9% | $80,975-61.0% | $63,975-50.6% |
| Participation rate | 58.4% | 79.4%-21.0pp | 75.8%-17.4pp | 71.1%-12.7pp |
| Annual return | 5.61% | 13.93%-8.3pp | 17.10%-11.5pp | 48.65%-43.0pp |
| Employer contribution / active EE | $293 | $2,042-85.6% | $3,714-92.1% | $2,182-86.6% |
| Participant deferral / active EE | $1,404 | $5,245-73.2% | $5,696-75.4% | $3,356-58.2% |
| Admin fee / account holder | $35 | $57-38.3% | $5,516-99.4% | $70-50.0% |