Filed July 2, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $60,135 |
STEPHENS INC2 years Filed as: STEPHENS INC. Service code 15 · EIN 71-0641478 | Recordkeeping | $43,980 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,951 | $88,515-52.6% | $162,163-74.1% | $67,579-37.9% |
| Participation rate | 66.2% | 86.8%-20.6pp | 87.6%-21.3pp | 71.3%-5.0pp |
| Annual return | 23.86% | 27.04%-3.2pp | 115.59%-91.7pp | 378.56%-354.7pp |
| Employer contribution / active EE | $2,729 | $3,563-23.4% | $5,614-51.4% | $2,148+27.0% |
| Participant deferral / active EE | $4,751 | $5,724-17.0% | $7,298-34.9% | $3,539+34.2% |
| Admin fee / account holder | $230 | $124+86.4% | $10,843-97.9% | $142+62.0% |