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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREATWEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $25,333 |
Service code 27 4340 REDWOOD HWY, STE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $24,683 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $12,286 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,464 | $100,801-58.9% | $149,745-72.3% | $73,412-43.5% |
| Participation rate | 45.3% | 77.7%-32.4pp | 82.5%-37.2pp | 72.2%-26.9pp |
| Annual return | 19.29% | 265.34%-246.0pp | 276.72%-257.4pp | 59.30%-40.0pp |
| Employer contribution / active EE | $0 | $3,312-100.0% | $4,646-100.0% | $2,234-100.0% |
| Participant deferral / active EE | $6,027 | $6,404-5.9% | $6,843-11.9% | $3,806+58.4% |
| Admin fee / account holder | $235 | $181+29.7% | $9,312-97.5% | $158+48.6% |