Filed March 14, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 660 NEWPORT CENTER DRIVE, STE 1100 · NEWPORT BEACH, CA 92660 | Advisory (Plan) | $43,564 |
NEWPORT GROUP, INC.1 year Service code 12 · EIN 27-2037969 | Claims processing; Participant loan p... | $43,159 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Trustee (bank, trust company, or simi... | $9,015 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,493 | $75,183+31.0% | $123,894-20.5% | $55,167+78.5% |
| Participation rate | 98.4% | 72.8%+25.6pp | 81.4%+17.0pp | 69.0%+29.4pp |
| Annual return | 5.93% | 19.01%-13.1pp | 47.52%-41.6pp | 169.23%-163.3pp |
| Employer contribution / active EE | $2,705 | $2,823-4.2% | $4,617-41.4% | $1,963+37.8% |
| Participant deferral / active EE | $7,838 | $5,084+54.2% | $5,984+31.0% | $3,054+156.6% |
| Admin fee / account holder | $363 | $663-45.2% | $8,357-95.7% | $504-28.0% |