Retirement plan

COLLABNET, INC. 401(K) PLAN

Name: COLLABNET, INC. - COLLABNET, INC. 401(K) PLAN (2016) Form 5500
Creator: COLLABNET, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COLLABNET, INC. 401(K) PLAN, COLLABNET, INC.

COLLABNET, INC.EIN 68-0433055Plan #001PY 2016

4000 SHORELINE COURT, SUITE 300 - SOUTH SAN FRANCISCO, CA 94080650-228-2602

Prospect flagsLow participationLow employer contribution

How to read this page

Total assets (EOY)

$8M

-5.0% from 2015

Total participants

163

-3.6% from 2015

Average account balance

$62,998

-5.0% from 2015

Annual return

8.63%

+7.91 pp from 2015

Benchmarks

See 24,581 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort24,581 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$67K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

331

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.31%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$102

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
ROYAL ALLIANCE ASSOCIATES INC2+ years Service code 55 · EIN 84-0467907 ONE WORLD FINANCIAL CENTER · NEW YORK, NY 10281	Other Commissions	$12,771
NICHOLAS PENSION CONSULTANTS2+ years Filed as: NICHOLAS PENSION CONSULTANTS, INC. Service code 13 10933 TRADE CENTER DRIVE, SUITE 100 · RANCHO CORDOVA, CA 95670	Contract Administrator	$7,997
GREAT-WEST LIFE & ANNUITY INSURANCE2+ years Service code 64 · EIN 84-0467907 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$2,226
GREAT-WEST LIFE & ANNUITY INSURANCE2+ years Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$1,704
MORNINGSTAR1 year Filed as: MORNINGSTAR INC ASSOCIATES LLC Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674	Other Fees	$1,129

Plan features & details

Pension benefit codes2E2F2J2K2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$3K

$36 / participant

Other / not subdivided$3K100.0%

% of EOY assets

0.043%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SUN & ASSOCIATES, CPA
Auditor EIN: 202064262
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$62,998

$76,551-17.7%

$123,894-49.2%

$62,881+0.2%

Participation rate

61.7%

73.0%-11.3pp

81.4%-19.7pp

69.3%-7.6pp

Annual return

8.63%

18.68%-10.0pp

47.52%-38.9pp

20.14%-11.5pp

Employer contribution / active EE

$2,882-100.0%

$4,617-100.0%

$2,281-100.0%

Participant deferral / active EE

$7,699

$4,840+59.1%

$5,984+28.7%

$3,203+140.4%

Admin fee / account holder

$27

$4,826-99.4%

$8,357-99.7%

$4,296-99.4%

Provider

Service type

Compensation

ROYAL ALLIANCE ASSOCIATES INC2+ years

Service code 55 · EIN 84-0467907

ONE WORLD FINANCIAL CENTER · NEW YORK, NY 10281

Other Commissions

$12,771

NICHOLAS PENSION CONSULTANTS2+ years

Filed as: NICHOLAS PENSION CONSULTANTS, INC.

Service code 13

10933 TRADE CENTER DRIVE, SUITE 100 · RANCHO CORDOVA, CA 95670

Contract Administrator

$7,997

GREAT-WEST LIFE & ANNUITY INSURANCE2+ years

Service code 64 · EIN 84-0467907

8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$2,226

GREAT-WEST LIFE & ANNUITY INSURANCE2+ years

Filed as: ADVISED ASSET GROUP

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$1,704

MORNINGSTAR1 year

Filed as: MORNINGSTAR INC ASSOCIATES LLC

Service code 99

5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674

Other Fees

$1,129

COLLABNET, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COLLABNET, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion