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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $93,397 |
Service code 37 · EIN 04-2647786 | Loan Processing | $79,002 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,229 | $78,275+6.3% | $109,173-23.8% | $86,821-4.1% |
| Participation rate | 89.9% | 73.8%+16.0pp | 75.9%+14.0pp | 72.3%+17.6pp |
| Annual return | 17.33% | 19.14%-1.8pp | 25.75%-8.4pp | 97.94%-80.6pp |
| Employer contribution / active EE | $3,488 | $3,105+12.3% | $3,723-6.3% | $2,406+45.0% |
| Participant deferral / active EE | $9,697 | $3,641+166.4% | $4,654+108.4% | $4,132+134.7% |
| Admin fee / account holder | $317 | $198+59.7% | $6,755-95.3% | $170+87.0% |