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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 · EIN 39-2018056 | Other Commissions | $52,901 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,487 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,223 | $66,650-3.6% | $92,915-30.9% | $67,582-5.0% |
| Participation rate | 87.0% | 72.5%+14.5pp | 76.0%+11.0pp | 71.3%+15.7pp |
| Annual return | 26.63% | 92.64%-66.0pp | 109.45%-82.8pp | 378.57%-351.9pp |
| Employer contribution / active EE | $2,343 | $2,777-15.6% | $3,653-35.9% | $2,148+9.1% |
| Participant deferral / active EE | $8,027 | $3,160+154.0% | $4,238+89.4% | $3,539+126.8% |
| Admin fee / account holder | $9 | $199-95.7% | $5,796-99.9% | $142-94.0% |