Retirement plan

JACKSON RANCHERIA BAND OF MIWUK INDIANS 401(K) PLAN

Name: JACKSON RANCHERIA BAND OF MIWUK INDIANS - JACKSON RANCHERIA BAND OF MIWUK INDIANS 401(K) PLAN (2018) Form 5500
Creator: JACKSON RANCHERIA BAND OF MIWUK INDIANS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, JACKSON RANCHERIA BAND OF MIWUK INDIANS 401(K) PLAN, JACKSON RANCHERIA BAND OF MIWUK INDIANS

JACKSON RANCHERIA BAND OF MIWUK INDIANSEIN 68-0283427Plan #001PY 2018

12222 NEW YORK RANCH ROAD - JACKSON, CA 95642209-223-1677LinkedIn1001-5000 employeesperforming arts

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$32.8M

-2.9% from 2017

Total participants

1,330

+2.0% from 2017

Average account balance

$25,210

-5.2% from 2017

Annual return

-5.65%

-19.02 pp from 2017

Benchmarks

See 136 peers

Peer group

Industry71 - Arts, Entertainment, and Recreation

Plan typeDefined contribution

Participants1,000-4,999

Cohort136 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$40.65M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$44K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

932

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.15M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.22%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$105

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
PRUNEYARD FINANCIAL GROUP, INC.4+ years Service code 26 · EIN 77-0445521 1999 S BASCOM AVE, SUITE 990 · CAMPBELL, CA 95008	Advisory (Participants)	$110,200
PLAN DESIGN CONSULTANTS, INC.4+ years Service code 13 · EIN 94-2936206 1111 TRITON DRIVE · FOSTER CITY, CA 94404	Contract Administrator	$57,131
NATIONWIDE4+ years Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$26,445
KESTRA INVESTMENT SERVICES LLC3 years Filed as: KESTRA INVESTMENT SERVICES, Service code 27 5707 SOUTHWEST PARKWAY · AUSTIN, TX 78735	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$177K

$158 / participant

Investment mgmt$110K62.2%
Contract admin$40K22.9%
Other / not subdivided$26K14.9%

% of EOY assets

0.540%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ISLER CPA, LLC
Auditor EIN: 204723636
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$25,210

$407,990-93.8%

$121,220-79.2%

$75,289-66.5%

Participation rate

97.3%

59.5%+37.8pp

71.8%+25.6pp

72.4%+24.9pp

Annual return

-5.65%

2.93%-8.6pp

16.94%-22.6pp

-0.04%-5.6pp

Employer contribution / active EE

$1,052

$1,846-43.0%

$4,023-73.9%

$2,405-56.3%

Participant deferral / active EE

$2,143

$2,201-2.6%

$3,345-35.9%

$3,739-42.7%

Admin fee / account holder

$136

$455-70.0%

$5,021-97.3%

$102+33.2%

Provider

Service type

Compensation

PRUNEYARD FINANCIAL GROUP, INC.4+ years

Service code 26 · EIN 77-0445521

1999 S BASCOM AVE, SUITE 990 · CAMPBELL, CA 95008

Advisory (Participants)

$110,200

PLAN DESIGN CONSULTANTS, INC.4+ years

Service code 13 · EIN 94-2936206

1111 TRITON DRIVE · FOSTER CITY, CA 94404

Contract Administrator

$57,131

NATIONWIDE4+ years

Service code 15 · EIN 31-1592130

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$26,445

KESTRA INVESTMENT SERVICES LLC3 years

Filed as: KESTRA INVESTMENT SERVICES,

Service code 27

5707 SOUTHWEST PARKWAY · AUSTIN, TX 78735

Advisory (Plan)

JACKSON RANCHERIA BAND OF MIWUK INDIANS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

JACKSON RANCHERIA BAND OF MIWUK INDIANS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion