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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $89,439 |
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,036 |
38 funds of $250K or more; 43 lines in all, holding $64.7M of the plan's $64.9M. From the 2025 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| Empower Annuity Insurance Company Dryden S&P 500 Index Fund Empower · Insurance contract IndexRecordkeeper's own fund | $7.4M | 11.5% |
| Empower Mutual Funds Putnam Growth Opportunities Y Franklin Templeton · Mutual fund | $5.6M | 8.6% |
| Empower Guaranteed Income Fund Empower · Insurance contract Recordkeeper's own fund | $4.7M | 7.3% |
| Empower Mutual Funds JPMorgan Us Equity R4 JPMorgan · Mutual fund | $4.6M | 7.2% |
| Columbia Seligman Global Tech Inst % Ameriprise (Columbia Threadneedle) · Mutual fund | $4.5M | 6.9% |
| Empower Mutual Funds American Century Ultra Investor American Century · Mutual fund | $4.2M | 6.4% |
| Empower Mutual Funds T. Rowe Price 2030 Adv T. Rowe Price · Mutual fund | $2.7M | 4.2% |
| PIMCO Income Fund Class A PIMCO (Allianz) · Mutual fund Possible retail class A | $2.4M | 3.7% |
| Empower Mutual Funds T. Rowe Price 2040 Adv T. Rowe Price · Mutual fund | $2.3M | 3.6% |
| Empower Mutual Funds T. Rowe Price 2020 Adv T. Rowe Price · Mutual fund | $2.1M | 3.3% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.