Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $85,511 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 06-1050034 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,020 |
34 funds of $250K or more; 42 lines in all, holding $60.1M of the plan's $60.3M. From the 2024 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| Empower Dryden S&P 500 Index Fund Empower · Insurance contract IndexRecordkeeper's own fund | $6.5M | 10.8% |
| Putnam Growth Opportunities Y Franklin Templeton · Mutual fund | $5.2M | 8.6% |
| JPMorgan U.S. Equity Fund Class R4 JPMorgan · Mutual fund | $4.4M | 7.3% |
| Ultra Fund Investor Class American Century · Mutual fund | $4.4M | 7.3% |
| Empower Guaranteed Income Fund Empower · Insurance contract Recordkeeper's own fund | $4.3M | 7.2% |
| Columbia Seligman Global Tech Inst % Ameriprise (Columbia Threadneedle) · Mutual fund | $2.9M | 4.8% |
| T. Rowe Price 2030 Adv T. Rowe Price · Mutual fund | $2.8M | 4.7% |
| Eaton Vance Atlanta Capital Smid-Cap Fund Class A Morgan Stanley · Mutual fund Possible retail class A | $2.2M | 3.7% |
| T. Rowe Price 2020 Adv T. Rowe Price · Mutual fund | $2.0M | 3.3% |
| Empower Day One IncomeFlex Target Balanced Fund Empower · Insurance contract Recordkeeper's own fund | $1.8M | 3.0% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.