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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS TRUST COMPANY OF PR Service code 21 · EIN 66-0532499 9TH FLOOR AMERICAN INTERNATIONAL PL · SAN JUAN, PR 00918 | Bank Trustee | $33,891 |
Service code 15 · EIN 16-1503696 6 RHOADS DRIVE · UTICA, NY 13502 | Recordkeeping | $20,211 |
RSM US LLP1 year Filed as: RSM PUERTO RICO Service code 10 · EIN 66-0388756 PO BOX 10528 · SAN JUAN, PR 009220528 | Accounting | $14,300 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,295 | $55,453-52.6% | $170,435-84.6% | $62,293-57.8% |
| Participation rate | 97.3% | 66.4%+31.0pp | 83.6%+13.7pp | 69.5%+27.8pp |
| Annual return | 14.28% | 21.38%-7.1pp | 205.94%-191.7pp | 28.90%-14.6pp |
| Employer contribution / active EE | $1,231 | $2,164-43.1% | $5,432-77.3% | $2,042-39.7% |
| Participant deferral / active EE | $1,953 | $2,303-15.2% | $4,939-60.5% | $3,169-38.4% |
| Admin fee / account holder | $284 | $455-37.6% | $13,881-98.0% | $479-40.8% |