Filed January 3, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $53,763 |
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 70 · EIN 33-0818667 | Consulting Fees | $32,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,635 | $45,000+50.3% | $143,757-53.0% | $77,904-13.2% |
| Participation rate | 94.9% | 66.8%+28.1pp | 80.3%+14.6pp | 73.7%+21.2pp |
| Annual return | -15.76% | 29.03%-44.8pp | -0.04%-15.7pp | 12.21%-28.0pp |
| Employer contribution / active EE | $2,068 | $1,870+10.6% | $4,951-58.2% | $2,848-27.4% |
| Participant deferral / active EE | $6,989 | $3,157+121.4% | $5,637+24.0% | $4,806+45.4% |
| Admin fee / account holder | $144 | $98+46.3% | $14,673-99.0% | $133+8.7% |