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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $14,576 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,168 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,765 | $81,494-34.0% | $133,978-59.9% | $73,497-26.8% |
| Participation rate | 58.0% | 76.4%-18.4pp | 79.8%-21.8pp | 70.7%-12.7pp |
| Annual return | 12.08% | 19.40%-7.3pp | 45.10%-33.0pp | 28.51%-16.4pp |
| Employer contribution / active EE | $1,394 | $2,210-36.9% | $3,919-64.4% | $2,270-38.6% |
| Participant deferral / active EE | $2,446 | $3,787-35.4% | $5,047-51.5% | $3,740-34.6% |
| Admin fee / account holder | $158 | $713-77.8% | $8,930-98.2% | $513-69.1% |