Filed August 12, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Finders... | $148,851 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $793 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,758 | $56,095-57.6% | $178,510-86.7% | $90,274-73.7% |
| Participation rate | 100.0% | 65.6%+34.4pp | 81.9%+18.1pp | 73.4%+26.6pp |
| Annual return | 87.56% | 28.81%+58.8pp | 151.13%-63.6pp | 53.97%+33.6pp |
| Employer contribution / active EE | $1,640 | $1,572+4.3% | $5,011-67.3% | $2,523-35.0% |
| Participant deferral / active EE | $4,550 | $2,669+70.5% | $5,202-12.5% | $4,231+7.5% |
| Admin fee / account holder | $24 | $101-76.1% | $13,988-99.8% | $114-78.9% |