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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $206,891 |
WINDHAM BRANNON1 year Filed as: WINDHAM BRANNON PC Service code 10 · EIN 58-1763439 | Accounting | $15,200 |
AFS ADVISORS, LLC1 year Filed as: AFS ADVISORS LCC Service code 28 · EIN 27-4398433 | Investment Management | $14,500 |
Filed as: CHARLES SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,976 | $96,403-46.1% | $93,621-44.5% | $77,775-33.2% |
| Participation rate | 71.5% | 87.6%-16.1pp | 75.8%-4.3pp | 73.2%-1.7pp |
| Annual return | 24.56% | 39.36%-14.8pp | 32.76%-8.2pp | 32.58%-8.0pp |
| Employer contribution / active EE | $1,937 | $3,616-46.4% | $2,719-28.8% | $2,504-22.6% |
| Participant deferral / active EE | $2,794 | $5,341-47.7% | $4,070-31.3% | $3,966-29.5% |
| Admin fee / account holder | $75 | $90-16.6% | $7,890-99.1% | $100-25.4% |