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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $291,941 |
WINDHAM BRANNON1 year Filed as: WINDHAM BRANNON P.C. Service code 28 · EIN 58-1763439 | Investment Management | $18,835 |
AFS ADVISORS, LLC4+ years Filed as: AFS ADVISORS LLC Service code 28 · EIN 27-4398433 | Investment Management | $16,500 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $45 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,718 | $134,045-67.4% | $80,022-45.4% | $75,289-41.9% |
| Participation rate | 69.1% | 85.8%-16.6pp | 75.8%-6.7pp | 72.4%-3.3pp |
| Annual return | -4.78% | -0.56%-4.2pp | 11.22%-16.0pp | -0.04%-4.7pp |
| Employer contribution / active EE | $1,728 | $3,492-50.5% | $2,468-30.0% | $2,405-28.2% |
| Participant deferral / active EE | $2,449 | $4,976-50.8% | $3,686-33.5% | $3,739-34.5% |
| Admin fee / account holder | $87 | $124-30.0% | $6,521-98.7% | $102-15.3% |