Filed January 18, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY9+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 · EIN 20-8764829 | Other Fees | $11,753 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $3,899 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,613 | $65,390-24.1% | $169,368-70.7% | $71,457-30.6% |
| Participation rate | 44.7% | 67.0%-22.3pp | 77.1%-32.5pp | 67.9%-23.2pp |
| Annual return | 18.80% | 21.31%-2.5pp | 405.60%-386.8pp | 28.85%-10.0pp |
| Employer contribution / active EE | $467 | $2,079-77.5% | $4,013-88.4% | $2,588-82.0% |
| Participant deferral / active EE | $2,812 | $4,367-35.6% | $6,221-54.8% | $4,289-34.4% |
| Admin fee / account holder | $41 | $1,324-96.9% | $9,003-99.5% | $1,587-97.4% |