Retirement plan

WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC 401(K) PROFIT SHARING PLAN

Name: WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC - WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC 401(K) PROFIT SHARING PLAN (2015) Form 5500
Creator: WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC 401(K) PROFIT SHARING PLAN, WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC

WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLCEIN 63-0997532Plan #001PY 2015

905 BOB WALLACE AVE SW - HUNTSVILLE, AL 358016504256-534-2205wolfejones.comLinkedIn11-50 employeeslaw practice

Prospect flagsHigh feesLow participant contribution

How to read this page

Total assets (EOY)

$848K

No prior year

Total participants

No prior year

Average account balance

$47,125

No prior year

Annual return

4.28%

No prior year

Benchmarks

See 103,910 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort103,910 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.32M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$75K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

124.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$252K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.79%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$624

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$84K

$4181 / participant

Other / not subdivided$84K100.0%

% of EOY assets

9.857%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$47,125

$127,386-63.0%

$115,037-59.0%

$125,388-62.4%

Participation rate

70.0%

84.2%-14.2pp

81.4%-11.4pp

83.2%-13.2pp

Annual return

4.28%

31.28%-27.0pp

26.14%-21.9pp

282.24%-278.0pp

Employer contribution / active EE

$5,166-100.0%

$4,608-100.0%

$4,866-100.0%

Participant deferral / active EE

$1,625

$6,423-74.7%

$6,026-73.0%

$5,352-69.6%

Admin fee / account holder

$4,645

$9,516-51.2%

$8,175-43.2%

$9,541-51.3%

WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WOLFE, JONES, WOLFE, HANCOCK, DANIEL & SOUTH, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion