Filed November 22, 2021
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| Provider | Service type | Compensation |
|---|---|---|
COMMONWEALTH FINANCIAL NETWORK3+ years Service code 26 · EIN 04-2675571 | Advisory (Participants) | $44,998 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $4,860 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
COHEN & STEERS1 year Service code 52 · EIN 01-3335336 | Indirect Investment Fees | $0 |
COLUMBIA1 year Service code 52 · EIN 90-0342299 | Indirect Investment Fees | $0 |
HARRIS1 year Service code 52 · EIN 90-0342299 | Indirect Investment Fees | $0 |
Filed as: JP MORGAN Service code 52 · EIN 13-4161079 | Indirect Investment Fees | $0 |
LAZARD ASSET MANAGEMENT1 year Filed as: LAZARD Service code 52 · EIN 20-0169148 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3379729 | Indirect Investment Fees | $0 |
NATIXIS FUNDS1 year Service code 52 · EIN 04-3200030 | Indirect Investment Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,400 | $56,443+23.0% | $83,850-17.2% | $55,725+24.5% |
| Participation rate | 96.3% | 72.0%+24.3pp | 76.1%+20.2pp | 70.9%+25.4pp |
| Annual return | 7.18% | 393.67%-386.5pp | 850.92%-843.7pp | 244.93%-237.7pp |
| Employer contribution / active EE | $2,285 | $2,682-14.8% | $3,631-37.1% | $2,078+9.9% |
| Participant deferral / active EE | $3,125 | $2,965+5.4% | $4,082-23.4% | $3,356-6.9% |
| Admin fee / account holder | $30 | $156-80.8% | $5,478-99.5% | $115-74.0% |