Retirement plan

EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Name: EASTER SEALS ALABAMA, INC. - EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN (2017) Form 5500
Creator: EASTER SEALS ALABAMA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN, EASTER SEALS ALABAMA, INC.

EASTER SEALS ALABAMA, INC.EIN 63-0320188Plan #002PY 2017

5960 E. SHIRLEY LANE - MONTGOMERY, AL 36117334-395-4489eastersealswestal.orgLinkedIn11-50 employeesnon-profit organization management

Other plans on this EIN

1 filing

#001Retirement-$20.0M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$4.1M

+24.3% from 2016

Total participants

314

-2.5% from 2016

Average account balance

$16,115

+29.2% from 2016

Annual return

14.32%

+8.90 pp from 2016

Benchmarks

See 3,813 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,813 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.32M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$21K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

305

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

65.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$641K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.95%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$253

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290	Contract Administrator	$26,891
MARTIN, MARTIN, RANDALL & ASSOCIATE3+ years Service code 13 · EIN 64-0765749 4 RIVER BEND PLACE, SUITE 125 · JACKSON, MS 39232	Contract Administrator	$11,532
RAYMOND JAMES FINANCIAL SERVICES3+ years Filed as: RAYMOND JAMES FINANCIAL SERVICES IN Service code 49 · EIN 59-1531281	Other Services	$10,981
MARTIN, MARTIN, RANDALL & ASSOCIATE2 years Filed as: MARTIN MARTIN RANDALL & ASSOCIATES Service code 13	Contract Administrator	$1,608
CARR, RIGGS & INGRAM, LLC3+ years Filed as: CARR RIGGS AND INGRAMN Service code 10 · EIN 72-1396621	Accounting	$0

Plan features & details

Pension benefit codes2M2F2J2K2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$47K

$181 / participant

Contract admin$27K56.7%
Other / not subdivided$21K43.3%

% of EOY assets

1.163%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CARR, RIGGS & INGRAM, LLC
Auditor EIN: 721396621
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$16,115

$46,173-65.1%

$170,435-90.5%

$69,631-76.9%

Participation rate

76.7%

63.9%+12.8pp

83.6%-6.9pp

70.7%+6.0pp

Annual return

14.32%

21.62%-7.3pp

205.94%-191.6pp

27571.02%-27556.7pp

Employer contribution / active EE

$739

$1,610-54.1%

$5,432-86.4%

$2,032-63.6%

Participant deferral / active EE

$1,392

$2,080-33.1%

$4,939-71.8%

$3,224-56.8%

Admin fee / account holder

$187

$116+61.6%

$13,881-98.6%

$110+69.7%

Provider

Service type

Compensation

PRINCIPAL LIFE INSURANCE COMPANY3+ years

Service code 13 · EIN 42-0127290

Contract Administrator

$26,891

MARTIN, MARTIN, RANDALL & ASSOCIATE3+ years

Service code 13 · EIN 64-0765749

4 RIVER BEND PLACE, SUITE 125 · JACKSON, MS 39232

Contract Administrator

$11,532

RAYMOND JAMES FINANCIAL SERVICES3+ years

Filed as: RAYMOND JAMES FINANCIAL SERVICES IN

Service code 49 · EIN 59-1531281

Other Services

$10,981

MARTIN, MARTIN, RANDALL & ASSOCIATE2 years

Filed as: MARTIN MARTIN RANDALL & ASSOCIATES

Service code 13

Contract Administrator

$1,608

CARR, RIGGS & INGRAM, LLC3+ years

Filed as: CARR RIGGS AND INGRAMN

Service code 10 · EIN 72-1396621

Accounting

EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion