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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $186,101 |
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 99 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Fees | $185,865 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Shareholder servicing fees; Securitie... | $850 |
22 funds of $250K or more; 13 lines in all, holding $126M of the plan's $146M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: JPMorgan SmartRetirement, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan SmartRetirement JPMorgan · Mutual fund Target-date, 10 vintages | $62.3M | 49.6% |
| T. Rowe Price Institutional Large-Cap Core Growth Fund T. Rowe Price · Mutual fund | $19.4M | 15.5% |
| Vanguard Institutional Index Fund Institutional Shares Vanguard · Mutual fund Index | $13.1M | 10.4% |
| MFS Large Cap Value CIT MFS (Sun Life) · Collective trust | $10.6M | 8.4% |
| Vanguard Extended Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.6M | 3.7% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $3.1M | 2.5% |
| T. Rowe Price QM U.S. Small Cap Growth Fund T. Rowe Price · Mutual fund | $2.9M | 2.3% |
| Capital Group EuroPacific Fund Capital Group · Mutual fund | $2.9M | 2.3% |
| Robeco Investment Management Robeco Boston Partners Fund Boston Partners · Insurance contract | $2.0M | 1.6% |
| Victory Capital Management Victory Fund Victory Capital · Insurance contract | $1.6M | 1.3% |
Dropped 2 funds.
| Fund | Year-end value |
|---|---|
| DroppedRobeco Investment Management Robeco Boston Partners Fund | $1.9M |
| DroppedVictory Capital Management | $1.7M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 stable value or insurance lines.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.