Filed January 5, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS FARGO ADVISORS Service code 27 · EIN 34-1542819 | Advisory (Plan) | $17,738 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $9,075 |
CARR, RIGGS & INGRAM, LLC3 years Filed as: CARR RIGGS AND INGRAM Service code 10 · EIN 72-1396621 | Accounting | $7,935 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,946 | $55,449+53.2% | $83,848+1.3% | $56,287+50.9% |
| Participation rate | 34.7% | 68.0%-33.3pp | 76.1%-41.4pp | 69.9%-35.1pp |
| Annual return | -5.67% | -1.38%-4.3pp | 850.88%-856.6pp | -9.96%+4.3pp |
| Employer contribution / active EE | $150 | $2,430-93.8% | $3,631-95.9% | $2,111-92.9% |
| Participant deferral / active EE | $1,553 | $2,935-47.1% | $4,082-62.0% | $3,350-53.6% |
| Admin fee / account holder | $457 | $656-30.3% | $5,478-91.7% | $521-12.2% |