Filed August 10, 2015
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $746,343 |
MERCER3+ years Filed as: MERCER HR SERVICES, LLC Service code 15 · EIN 20-1932099 | Recordkeeping | $49,186 |
SAGEVIEW ADVISORY GROUP, LLC3+ years Filed as: SAGEVIEW ADVISORY GROUP Service code 16 · EIN 33-0818667 | Consulting | $25,000 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,506 | $53,684+1.5% | $170,435-68.0% | $80,976-32.7% |
| Participation rate | 60.2% | 69.2%-9.0pp | 83.6%-23.4pp | 68.3%-8.0pp |
| Annual return | 18.54% | 25.97%-7.4pp | 205.94%-187.4pp | 22.91%-4.4pp |
| Employer contribution / active EE | $1,458 | $1,642-11.2% | $5,432-73.2% | $2,402-39.3% |
| Participant deferral / active EE | $2,612 | $3,017-13.4% | $4,939-47.1% | $3,848-32.1% |
| Admin fee / account holder | $79 | $46+71.3% | $13,881-99.4% | $67+17.7% |