Filed January 31, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRENDZ ADVISORS, INC.1 year Service code 26 · EIN 20-4278363 | Advisory (Participants) | $136,418 |
OPPENHEIMER2 years Filed as: OPPENHEIMER & CO. INC. Service code 27 · EIN 13-5657518 | Advisory (Plan) | $55,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $41,106 |
THE BANK OF NEW YORK MELLON3+ years Filed as: PERSHING YOAKLEY & ASSOCIATES, P.C Service code 10 · EIN 62-1517792 | Accounting | $18,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,183 | $48,835+51.9% | $170,442-56.5% | $177,276-58.2% |
| Participation rate | 58.3% | 72.1%-13.8pp | 83.6%-25.3pp | 74.8%-16.6pp |
| Annual return | 18.90% | 19.44%-0.5pp | 205.93%-187.0pp | 21.25%-2.4pp |
| Employer contribution / active EE | $1,340 | $1,798-25.5% | $5,433-75.3% | $2,479-46.0% |
| Participant deferral / active EE | $2,337 | $2,757-15.2% | $4,939-52.7% | $3,881-39.8% |
| Admin fee / account holder | $36 | $52-31.2% | $13,880-99.7% | $154-76.8% |