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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EFINANCIAL ALLIANCE, LLC Service code 27 · EIN 81-1477994 | Advisory (Plan) | $37,702 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $33,792 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN BY ASCENSUS Service code 15 · EIN 82-3719843 | Recordkeeping | $8,272 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,460 | $91,517-70.0% | $101,271-72.9% | $73,412-62.6% |
| Participation rate | 59.8% | 73.8%-13.9pp | 75.8%-16.0pp | 72.2%-12.3pp |
| Annual return | 12.09% | 17.17%-5.1pp | 46.48%-34.4pp | 59.30%-47.2pp |
| Employer contribution / active EE | $1,221 | $2,877-57.5% | $3,660-66.6% | $2,234-45.3% |
| Participant deferral / active EE | $1,714 | $3,338-48.7% | $4,371-60.8% | $3,806-55.0% |
| Admin fee / account holder | $245 | $216+13.6% | $5,948-95.9% | $158+55.3% |