Filed April 8, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 4-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $70,818 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,396 | $46,966+41.4% | $185,117-64.1% | $69,631-4.6% |
| Participation rate | 88.9% | 65.3%+23.7pp | 77.3%+11.7pp | 70.7%+18.2pp |
| Annual return | 14.64% | 22.36%-7.7pp | 40.50%-25.9pp | 27571.02%-27556.4pp |
| Employer contribution / active EE | $1,412 | $1,360+3.8% | $4,182-66.2% | $2,032-30.5% |
| Participant deferral / active EE | $4,453 | $3,017+47.6% | $5,045-11.7% | $3,224+38.1% |
| Admin fee / account holder | $118 | $94+25.3% | $8,159-98.6% | $110+6.4% |