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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER LIFE & ANNUITY INSURANCE Service code 15 · EIN 84-0467907 | Recordkeeping | $32,932 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 26 · EIN 84-1532243 | Advisory (Participants) | $13,787 |
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $5,000 |
21 funds of $250K or more; 22 lines in all, holding $21.0M of the plan's $23.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement Blend, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement Blend T. Rowe Price · Mutual fund Target-date, 11 vintages | $7.9M | 37.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.4M | 16.1% |
| T. Rowe Price Retirement Blend T. Rowe Price · Collective trust Target-date, 1 vintage | $2.6M | 12.5% |
| MassMutual Blue Chip Growth Fund Class I MassMutual · Mutual fund | $1.5M | 7.3% |
| Fidelity Balanced Fund Fidelity (FMR) · Mutual fund | $855K | 4.1% |
| Mid Cap Growth / Westfield Capital Fund Westfield Capital · Separate account | $694K | 3.3% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $608K | 2.9% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $462K | 2.2% |
| MFS International Growth Equity Fund (IS Platform) MFS (Sun Life) · Mutual fund | $375K | 1.8% |
| MassMutual Small Cap Opportunities Fund Class I MassMutual · Mutual fund | $370K | 1.8% |
Added 11 funds, dropped 4 funds, likely replaced 4 funds.
| Fund | Year-end value |
|---|---|
| DroppedMM Slct T.Rowe Pr Rtmt 2040 Fd | $9.6M |
| ReplacedHighVanguard 500 Index Fund to Fidelity 500 Index Fund | $3.4M to $3.4M |
| AddedT. Rowe Price Retirement Blend 2040 Trust | $2.6M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.