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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $26,578 |
SECURITIES AMERICA INC2 years Filed as: M&T SECURITIES INC Service code 53 · EIN 16-1263079 | Insurance Commissions | $23,106 |
AMERICAN FUNDS1 year Service code 52 · EIN 94-6050854 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Service code 28 · EIN 61-1732930 | Investment Management | $0 |
INVESCO1 year Service code 52 · EIN 95-2513084 | Indirect Investment Fees | $0 |
Service code 52 · EIN 95-4625304 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,716 | $75,284-24.7% | $91,004-37.7% | $69,631-18.5% |
| Participation rate | 67.8% | 80.4%-12.6pp | 75.6%-7.8pp | 70.7%-2.9pp |
| Annual return | 29.39% | 48.40%-19.0pp | 4.60%+24.8pp | 27571.02%-27541.6pp |
| Employer contribution / active EE | $188 | $2,473-92.4% | $2,456-92.3% | $2,032-90.7% |
| Participant deferral / active EE | $2,409 | $3,700-34.9% | $3,548-32.1% | $3,224-25.3% |
| Admin fee / account holder | $134 | $111+20.8% | $5,417-97.5% | $110+20.9% |