Filed May 23, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY HOLD Service code 99 · EIN 11-1000111 | Other Fees | $33,985 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL Service code 99 · EIN 26-4310632 | Other Fees | $0 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 99 · EIN 51-0116113 | Other Fees | $0 |
Filed as: VOYA RETIREMENT INS. & ANNUITY CO Service code 26 · EIN 71-0294708 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $342,448 | $72,273+373.8% | $101,275+238.1% | $79,856+328.8% |
| Participation rate | 93.3% | 68.5%+24.9pp | 75.8%+17.5pp | 69.6%+23.7pp |
| Annual return | 13.24% | 22.30%-9.1pp | 46.48%-33.2pp | 31.71%-18.5pp |
| Employer contribution / active EE | $1,867 | $2,691-30.6% | $3,660-49.0% | $2,471-24.5% |
| Participant deferral / active EE | $10,178 | $3,282+210.1% | $4,371+132.9% | $3,741+172.1% |
| Admin fee / account holder | $474 | $4,401-89.2% | $5,948-92.0% | $5,306-91.1% |