Filed June 28, 2015 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FTB ADVISORS, INC.2+ years Filed as: FTB ADVISORS Service code 27 · EIN 62-1254528 | Advisory (Plan) | $48,707 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $42,427 |
ACUFF & ASSOCIATES, INC.2+ years Filed as: ACUFF & ASSOCIATES, INC Service code 15 · EIN 62-1477251 | Recordkeeping | $2,160 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,958 | $71,802-51.3% | $133,980-73.9% | $57,658-39.4% |
| Participation rate | 76.9% | 85.5%-8.6pp | 87.1%-10.2pp | 70.2%+6.7pp |
| Annual return | 6.89% | 13.51%-6.6pp | 29.30%-22.4pp | 5.13%+1.8pp |
| Employer contribution / active EE | $2,583 | $3,161-18.3% | $5,211-50.4% | $1,974+30.9% |
| Participant deferral / active EE | $3,386 | $4,606-26.5% | $6,282-46.1% | $3,061+10.6% |
| Admin fee / account holder | $290 | $88+230.2% | $9,324-96.9% | $95+206.3% |